The Bureau also investigates complaints about licensees and may take administrative or legal action against persons who violate the New Hampshire securities law.īureau of Securities Regulation Email Address: Home In addition, it registers certain securities and approves exemptions from registration in other cases. UCC Division Email Address: email address is to be used for all general questions and requests.Ĭontact Securities Regulation The Bureau licenses securities brokers, broker agents, investment advisers and investment adviser agents and professional bail bondsmen. These filings help a secured creditor establish priority claims on assets in the event of debtor bankruptcy, insolvency, or default. Information Line is open from 8:00am - 4:30pmĪnnual Report Request Line to order an annual report form:Ĭorporation Division Email Address: email address is to be used for all general questions and requests.Īnnual Reports Email Address: email address is to be used for general questions regarding annual reports and requests for blank annual report forms only.Ĭontact UCC (Uniform Commercial Code) for filed documents which perfect security interests in certain personal property used as collateral for loans. Securities Division Notices and Cases of InterestĬontact Corporation Division for information regarding business registrations, certificates of good standing, trademarks, trade names and other miscellaneous filings. Interpretive Orders and No-Action Letters NH Vital Records Information Network (NHVRINweb).Securities Division Notices and Cases of Interest.Interpretive Orders and No-Action Letters.Reporting Suspected Financial Exploitation of Vulnerable Adults.Service Animals, Pets, and your Business.Election Operations during the Public Health Crisis.
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